Title: International Financial Services - Director - New York, NY / Houston, TX
Location: US-NY-New York-277 Park Avenue / 03363
Other Locations: US-TX-Houston-JPMorgan Chase Building - 712 / 01525
Director - International Financial Services
Key Responsibilities include:
. Partner with Senior Leaders to develop, manage and execute an overall international strategy
. Accountable for leading and managing end-to-end business, including the financial, people and operational/control aspects of the business
. Ensure day-to-day operational, compliance and supervisory aspects of the business are functioning
. Ensure timely and effective responses to compliance, supervision and audit examinations on a priority basis
. Establish operations goals, plans, and infrastructure with a focus on process efficiency and service excellence
. Participate on various committees and projects which convene to collaborate on significant initiatives
. Foster and maintain a high performance culture, where top performers are developed and rewarded accordingly
. Develop and hold managers accountable for retention plans
. 10 years relevant financial services and supervisory experience in brokerage operations, supervision, compliance; prefer direct supervisory management experience of Advisors
. Broad knowledge base and experience in financial services with extensive understanding of regulatory markets and compliance requirements
. Strong controls experience and background; International and NRA
. Leadership and influencing skills to drive change
. Superior communication and people management skills
. Excellent presentation skills, effective written and verbal communication skills; must be comfortable dealing with senior management
. FINRA Series 7, 24, 9, 10, 63 and 65 required in addition to meeting FINRA continuing education requirements
. Demonstrated ability to maintain a high performance culture
. Demonstrated ability to develop, maintain and expand relationships with key partners
. College Degree Required
. Bilingual in Spanish and English preferred
Chase Wealth Management is part of a 200-year tradition of helping clients pursue their unique financial goals. By truly getting to know and understand our clients, our trusted network of more than 3,000 Advisors provide exceptional service, customized wealth management solutions and a range of investment strategies to help clients meet their needs and long-term objectives.
Chase Wealth Management serves nearly two million clients through two distinct but integrated businesses, Chase Private Client and Chase Investments .
Chase Private Client offers the best of Chase banking combined with the investment expertise of J.P. Morgan. Through a dedicated Banker and Advisor team located in select Chase branches, Private Clients receive the highest level of personal attention, premium banking products and services, and exclusive access to J.P. Morgan's investment resources and capabilities. Learn more about Chase Private Client atwww.chase.com/privateclient
Chase Investments offers traditional investment strategies to Chase customers nationwide-one in every six Americans-to help them build wealth and plan for important life events such as retirement and funding a college education. Learn more about Chase Investments atwww.chase.com/investments
JPMorgan Chase offers an exceptional benefits program and a highly competitive compensation package
JPMorgan Chase is an Equal Opportunity and Affirmative Action Employer, M/F/D/V
'Chase Private Client' is the marketing name for a business within JPMorgan Chase & Co. and its subsidiaries.
Bank products and services are offered through JPMorgan Chase Bank, N.A. and its affiliates. Securities are offered by J.P. Morgan Securities LLC member FINRA, NYSE and SIPC. J.P. Morgan Securities LLC is an affiliate of JPMorgan Chase Bank, N.A.
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